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Paper 13

Corporate Laws and Compliance

About Corporate Laws and Compliance

Corporate Laws are the body of Laws, Rules & Regulations that governs the formation, operations and compliance of Business Entity which helps in conducting operations in a legal manner.The compliance is now included with the concept of governance to improve the sustainability of organisation in the long term.

This paper helps in gaining knowledge on assessment if the organisation has complied with the applicable regulatory framework.Evaluating the essence of Corporate Governance for effective implementation and the role of a Corporate in socio-economic development is required for an Audit. 

Exam Information

Duration:         3 hours

Weightage:         100 Marks

Faculty
dattatri

CS Dattatri H M

Rajiv

CA Rajiv Rabindran

Resources
Question Paper Dec 2018
Question Paper June 2019

1 The Companies Act, 2013 - Part A: Company Formation And Conversion

Lecture icon  19 Lectures                      Know More

1 The Companies Act, 2013 - Part B: Investment And Loans

Lecture icon  6 Lectures                      Know More

1 The Companies Act, 2013 - Part C: Dividend

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1 The Companies Act, 2013 - Part D: Accounts And Audit

Lecture icon  6 Lectures                      Know More

1 The Companies Act, 2013 - Part E: Board Of Directors & Managerial Personnel

Lecture icon  6 Lectures                      Know More

1 The Companies Act, 2013 - Part F: Board Meetings And Procedures

Lecture icon  6 Lectures                      Know More

1 The Companies Act, 2013 - Part G: Inspection, Inquiry And Investigation

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1 The Companies Act, 2013 - Part H: Compromises, Arrangements And Amalgamations

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1 The Companies Act, 2013 - Part I: Prevention Of Oppression And Mismanagement

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1 The Companies Act, 2013 - Part K: Corporate Winding Up And Dissolution

Lecture icon  1 Lectures                      Know More

1 The Companies Act, 2013 - Part L: Companies Incorporated Outside India

Lecture icon  2 Lectures                      Know More

1 The Companies Act, 2013 - Part M: Offences And Penalties

Lecture icon  0 Lectures                      Know More

1 The Companies Act, 2013 - Part N: National Company Law Tribunal And Appellate Tribunal

Lecture icon  3 Lectures                      Know More

2 SEBI Laws and Regulations - Part A: The Securities and Exchange Board Of India Act,1992

Lecture icon  3 Lectures                      Know More

2 SEBI Laws and Regulations - Part C: SEBI Issue Of Capital And Disclosure Requirements

Lecture icon  6 Lectures                      Know More

2 SEBI Laws and Regulations - Part D: SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015

Lecture icon  5 Lectures                      Know More

2 SEBI Laws and Regulations - Part E: The Securities Contracts (Regulation) Act,1956

Lecture icon  6 Lectures                      Know More

2 SEBI Laws and Regulations - Part F: SEBI (Prohibition Of Insider Trading) Regulations, 2015

Lecture icon  2 Lectures                      Know More

3 The Competition Act, 2002

Lecture icon  5 Lectures                      Know More

4 Foreign Exchange Management Act, 1999

Lecture icon  7 Lectures                      Know More

5 Laws Related to Banking Sector - Part A: The Banking Regulation Act, 1949

Lecture icon  3 Lectures                      Know More

5 Laws Related to Banking Sector - Part B: The Securitisation and Reconstruction of Financial Assets and Enforcement of Security...

Lecture icon  7 Lectures                      Know More

5 Laws Related to Banking Sector - Part C: The Prevention of Money Laundering Act, 2002

Lecture icon   Lectures                      Know More

6 Laws Related to Insurance Sector - Part A: The Insurance Act, 1938

Lecture icon  5 Lectures                      Know More

6 Laws Related to Insurance Sector - Part B: The Insurance Regulatory And Development Authority Act, 1999

Lecture icon  2 Lectures                      Know More

7 Corporate Governance

Lecture icon  7 Lectures                      Know More

8 Social, Environmental and Economic Responsibilities of Business

Lecture icon  4 Lectures                      Know More

9 The Insolvency and Bankruptcy Code, 2016

Lecture icon  5 Lectures                      Know More

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